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Carter, G., & Nieuwland, M. S. (2022). Predicting definite and indefinite referents during discourse comprehension: Evidence from event‐related potentials. Cognitive Science, 46(2): e13092. doi:10.1111/cogs.13092.
Abstract
Linguistic predictions may be generated from and evaluated against a representation of events and referents described in the discourse. Compatible with this idea, recent work shows that predictions about novel noun phrases include their definiteness. In the current follow-up study, we ask whether people engage similar prediction-related processes for definite and indefinite referents. This question is relevant for linguistic theories that imply a processing difference between definite and indefinite noun phrases, typically because definiteness is thought to require a uniquely identifiable referent in the discourse. We addressed this question in an event-related potential (ERP) study (N = 48) with preregistration of data acquisition, preprocessing, and Bayesian analysis. Participants read Dutch mini-stories with a definite or indefinite novel noun phrase (e.g., “het/een huis,” the/a house), wherein (in)definiteness of the article was either expected or unexpected and the noun was always strongly expected. Unexpected articles elicited enhanced N400s, but unexpectedly indefinite articles also elicited a positive ERP effect at frontal channels compared to expectedly indefinite articles. We tentatively link this effect to an antiuniqueness violation, which may force people to introduce a new referent over and above the already anticipated one. Interestingly, expectedly definite nouns elicited larger N400s than unexpectedly definite nouns (replicating a previous surprising finding) and indefinite nouns. Although the exact nature of these noun effects remains unknown, expectedly definite nouns may have triggered the strongest semantic activation because they alone refer to specific and concrete referents. In sum, results from both the articles and nouns clearly demonstrate that definiteness marking has a rapid effect on processing, counter to recent claims regarding definiteness processing. -
Poulton, V. R., & Nieuwland, M. S. (2022). Can you hear what’s coming? Failure to replicate ERP evidence for phonological prediction. Neurobiology of Language, 3(4), 556 -574. doi:10.1162/nol_a_00078.
Abstract
Prediction-based theories of language comprehension assume that listeners predict both the meaning and phonological form of likely upcoming words. In alleged event-related potential (ERP) demonstrations of phonological prediction, prediction-mismatching words elicit a phonological mismatch negativity (PMN), a frontocentral negativity that precedes the centroparietal N400 component. However, classification and replicability of the PMN has proven controversial, with ongoing debate on whether the PMN is a distinct component or merely an early part of the N400. In this electroencephalography (EEG) study, we therefore attempted to replicate the PMN effect and its separability from the N400, using a participant sample size (N = 48) that was more than double that of previous studies. Participants listened to sentences containing either a predictable word or an unpredictable word with/without phonological overlap with the predictable word. Preregistered analyses revealed a widely distributed negative-going ERP in response to unpredictable words in both the early (150–250 ms) and the N400 (300–500 ms) time windows. Bayes factor analysis yielded moderate evidence against a different scalp distribution of the effects in the two time windows. Although our findings do not speak against phonological prediction during sentence comprehension, they do speak against the PMN effect specifically as a marker of phonological prediction mismatch. Instead of an PMN effect, our results demonstrate the early onset of the auditory N400 effect associated with unpredictable words. Our failure to replicate further highlights the risk associated with commonly employed data-contingent analyses (e.g., analyses involving time windows or electrodes that were selected based on visual inspection) and small sample sizes in the cognitive neuroscience of language. -
Nieuwland, M. S., Petersson, K. M., & Van Berkum, J. J. A. (2007). On sense and reference: Examining the functional neuroanatomy of referential processing. NeuroImage, 37(3), 993-1004. doi:10.1016/j.neuroimage.2007.05.048.
Abstract
In an event-related fMRI study, we examined the cortical networks involved in establishing reference during language comprehension. We compared BOLD responses to sentences containing referentially ambiguous pronouns (e.g., “Ronald told Frank that he…”), referentially failing pronouns (e.g., “Rose told Emily that he…”) or coherent pronouns. Referential ambiguity selectively recruited medial prefrontal regions, suggesting that readers engaged in problem-solving to select a unique referent from the discourse model. Referential failure elicited activation increases in brain regions associated with morpho-syntactic processing, and, for those readers who took failing pronouns to refer to unmentioned entities, additional regions associated with elaborative inferencing were observed. The networks activated by these two referential problems did not overlap with the network activated by a standard semantic anomaly. Instead, we observed a double dissociation, in that the systems activated by semantic anomaly are deactivated by referential ambiguity, and vice versa. This inverse coupling may reflect the dynamic recruitment of semantic and episodic processing to resolve semantically or referentially problematic situations. More generally, our findings suggest that neurocognitive accounts of language comprehension need to address not just how we parse a sentence and combine individual word meanings, but also how we determine who's who and what's what during language comprehension. -
Nieuwland, M. S., Otten, M., & Van Berkum, J. J. A. (2007). Who are you talking about? Tracking discourse-level referential processing with event-related brain potentials. Journal of Cognitive Neuroscience, 19(2), 228-236. doi:10.1162/jocn.2007.19.2.228.
Abstract
In this event-related brain potentials (ERPs) study, we explored the possibility to selectively track referential ambiguity during spoken discourse comprehension. Earlier ERP research has shown that referentially ambiguous nouns (e.g., “the girl” in a two-girl context) elicit a frontal, sustained negative shift relative to unambiguous control words. In the current study, we examined whether this ERP effect reflects “deep” situation model ambiguity or “superficial” textbase ambiguity. We contrasted these different interpretations by investigating whether a discourse-level semantic manipulation that prevents referential ambiguity also averts the elicitation of a referentially induced ERP effect. We compared ERPs elicited by nouns that were referentially nonambiguous but were associated with two discourse entities (e.g., “the girl” with two girls introduced in the context, but one of which has died or left the scene), with referentially ambiguous and nonambiguous control words. Although temporally referentially ambiguous nouns elicited a frontal negative shift compared to control words, the “double bound” but referentially nonambiguous nouns did not. These results suggest that it is possible to selectively track referential ambiguity with ERPs at the level that is most relevant to discourse comprehension, the situation model. -
Otten, M., Nieuwland, M. S., & Van Berkum, J. J. A. (2007). Great expectations: Specific lexical anticipation influences the processing of spoken language. BMC Neuroscience, 8: 89. doi:10.1186/1471-2202-8-89.
Abstract
Background Recently several studies have shown that people use contextual information to make predictions about the rest of the sentence or story as the text unfolds. Using event related potentials (ERPs) we tested whether these on-line predictions are based on a message-based representation of the discourse or on simple automatic activation by individual words. Subjects heard short stories that were highly constraining for one specific noun, or stories that were not specifically predictive but contained the same prime words as the predictive stories. To test whether listeners make specific predictions critical nouns were preceded by an adjective that was inflected according to, or in contrast with, the gender of the expected noun. Results When the message of the preceding discourse was predictive, adjectives with an unexpected gender-inflection evoked a negative deflection over right-frontal electrodes between 300 and 600 ms. This effect was not present in the prime control context, indicating that the prediction mismatch does not hinge on word-based priming but is based on the actual message of the discourse. Conclusions When listening to a constraining discourse people rapidly make very specific predictions about the remainder of the story, as the story unfolds. These predictions are not simply based on word-based automatic activation, but take into account the actual message of the discourse. -
Van Berkum, J. J. A., Koornneef, A. W., Otten, M., & Nieuwland, M. S. (2007). Establishing reference in language comprehension: An electrophysiological perspective. Brain Research, 1146, 158-171. doi:10.1016/j.brainres.2006.06.091.
Abstract
The electrophysiology of language comprehension has long been dominated by research on syntactic and semantic integration. However, to understand expressions like "he did it" or "the little girl", combining word meanings in accordance with semantic and syntactic constraints is not enough--readers and listeners also need to work out what or who is being referred to. We review our event-related brain potential research on the processes involved in establishing reference, and present a new experiment in which we examine when and how the implicit causality associated with specific interpersonal verbs affects the interpretation of a referentially ambiguous pronoun. The evidence suggests that upon encountering a singular noun or pronoun, readers and listeners immediately inspect their situation model for a suitable discourse entity, such that they can discriminate between having too many, too few, or exactly the right number of referents within at most half a second. Furthermore, our implicit causality findings indicate that a fragment like "David praised Linda because..." can immediately foreground a particular referent, to the extent that a subsequent "he" is at least initially construed as a syntactic error. In all, our brain potential findings suggest that referential processing is highly incremental, and not necessarily contingent upon the syntax. In addition, they demonstrate that we can use ERPs to relatively selectively keep track of how readers and listeners establish reference. -
Nieuwland, M. S., & Van Berkum, J. J. A. (2006). When peanuts fall in love: N400 evidence for the power of discourse. Journal of Cognitive Neuroscience, 18(7), 1098-1111. doi:10.1162/jocn.2006.18.7.1098.
Abstract
In linguistic theories of how sentences encode meaning, a distinction is often made between the context-free rule-based combination of lexical–semantic features of the words within a sentence (‘‘semantics’’), and the contributions made by wider context (‘‘pragmatics’’). In psycholinguistics, this distinction has led to the view that listeners initially compute a local, context-independent meaning of a phrase or sentence before relating it to the wider context. An important aspect of such a two-step perspective on interpretation is that local semantics cannot initially be overruled by global contextual factors. In two spoken-language event-related potential experiments, we tested the viability of this claim by examining whether discourse context can overrule the impact of the core lexical–semantic feature animacy, considered to be an innate organizing principle of cognition. Two-step models of interpretation predict that verb–object animacy violations, as in ‘‘The girl comforted the clock,’’ will always perturb the unfolding interpretation process, regardless of wider context. When presented in isolation, such anomalies indeed elicit a clear N400 effect, a sign of interpretive problems. However, when the anomalies were embedded in a supportive context (e.g., a girl talking to a clock about his depression), this N400 effect disappeared completely. Moreover, given a suitable discourse context (e.g., a story about an amorous peanut), animacyviolating predicates (‘‘the peanut was in love’’) were actually processed more easily than canonical predicates (‘‘the peanut was salted’’). Our findings reveal that discourse context can immediately overrule local lexical–semantic violations, and therefore suggest that language comprehension does not involve an initially context-free semantic analysis. -
Nieuwland, M. S., & Van Berkum, J. J. A. (2006). Individual differences and contextual bias in pronoun resolution: Evidence from ERPs. Brain Research, 1118(1), 155-167. doi:10.1016/j.brainres.2006.08.022.
Abstract
Although we usually have no trouble finding the right antecedent for a pronoun, the co-reference relations between pronouns and antecedents in everyday language are often ‘formally’ ambiguous. But a pronoun is only really ambiguous if a reader or listener indeed perceives it to be ambiguous. Whether this is the case may depend on at least two factors: the language processing skills of an individual reader, and the contextual bias towards one particular referential interpretation. In the current study, we used event related brain potentials (ERPs) to explore how both these factors affect the resolution of referentially ambiguous pronouns. We compared ERPs elicited by formally ambiguous and non-ambiguous pronouns that were embedded in simple sentences (e.g., “Jennifer Lopez told Madonna that she had too much money.”). Individual differences in language processing skills were assessed with the Reading Span task, while the contextual bias of each sentence (up to the critical pronoun) had been assessed in a referential cloze pretest. In line with earlier research, ambiguous pronouns elicited a sustained, frontal negative shift relative to non-ambiguous pronouns at the group-level. The size of this effect was correlated with Reading Span score, as well as with contextual bias. These results suggest that whether a reader perceives a formally ambiguous pronoun to be ambiguous is subtly co-determined by both individual language processing skills and contextual bias.
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