Publications

Abstract

This special issue is devoted to a relatively neglected topic in linguistics, namely the verbal component of locative statements. English tends, of course, to use a simple copula in utterances like “The cup is on the table”, but many languages, perhaps as many as half of the world's languages, have a set of alternate verbs, or alternate verbal affixes, which contrast in this slot. Often these are classificatory verbs of ‘sitting’, ‘standing’ and ‘lying’. For this reason, perhaps, Aristotle listed position among his basic (“noncomposite”) categories.

Abstract

Research on second language acquisition typically focuses on how a first language (L1) influences a second language (L2) in different linguistic domains and across modalities. This dissertation, in contrast, explores interactions between languages in the mind of a language learner by asking 1) can an emerging L2 influence an established L1? 2) if so, how is such influence realized? 3) are there parallel influences of the L1 on the L2? These questions were investigated for the expression of Manner (e.g. climb, roll) and Path (e.g. up, down) of motion, areas where substantial crosslinguistic differences exist in speech and co-speech gesture. Japanese and English are typologically distinct in this domain; therefore, narrative descriptions of four motion events were elicited from monolingual Japanese speakers (n=16), monolingual English speakers (n=13), and native Japanese speakers with intermediate knowledge of English (narratives elicited in both their L1 and L2, n=28). Ways in which Path and Manner were expressed at the lexical, syntactic, and gestural levels were analyzed in monolingual and non-monolingual production. Results suggest mutual crosslinguistic influences. In their L1, native Japanese speakers with knowledge of English displayed both Japanese- and English-like use of morphosyntactic elements to express Path and Manner (i.e. a combination of verbs and other constructions). Consequently, non-monolingual L1 discourse contained significantly more Path expressions per clause, with significantly greater mention of Goal of motion than monolingual Japanese and English discourse. Furthermore, the gestures of non-monolingual speakers diverged from their monolingual counterparts with differences in depiction of Manner and gesture perspective (character versus observer). Importantly, non-monolingual production in the L1 was not ungrammatical, but simply reflected altered preferences. As for L2 production, many effects of L1 influence were seen, crucially in areas parallel to those described above. Overall, production by native Japanese speakers who knew English differed from that of monolingual Japanese and English speakers. But L1 and L2 production within non-monolingual individuals was similar. These findings imply a convergence of L1-L2 linguistic systems within the mind of a language learner. Theoretical and methodological implications for SLA research and language assessment with respect to the 'native speaker standard language' are discussed.

Abstract

This study is about the principles for constructing polite speech. The core of it was published as Brown and Levinson (1978); here it is reissued with a new introduction which surveys the now considerable literature in linguistics, psychology and the social sciences that the original extended essay stimulated, and suggests new directions for research. We describe and account for some remarkable parallelisms in the linguistic construction of utterances with which people express themselves in different languges and cultures. A motive for these parallels is isolated - politeness, broadly defined to include both polite friendliness and polite formality - and a universal model is constructed outlining the abstract principles underlying polite usages. This is based on the detailed study of three unrelated languages and cultures: the Tamil of south India, the Tzeltal spoken by Mayan Indians in Chiapas, Mexico, and the English of the USA and England, supplemented by examples from other cultures. Of general interest is the point that underneath the apparent diversity of polite behaviour in different societies lie some general pan-human principles of social interaction, and the model of politeness provides a tool for analysing the quality of social relations in any society.

Abstract

The fluent production of speech is a very complex human skill. It requires the coordination of several articulatory subsystems. The instructions that lead articulatory movements to execution are the result of the interplay of speech production levels that operate above the articulatory network. During the process of word-form encoding, the groundwork for the articulatory programs is prepared which then serve the articulators as basic units. This thesis investigated whether or not syllables form the basis for the articulatory programs and in particular whether or not these syllable programs are stored, separate from the store of the lexical word-forms. It is assumed that syllable units are stored in a so-called 'mental syllabary'. The main goal of this thesis was to find evidence of the syllable playing a functionally important role in speech production and for the assumption that syllables are stored units. In a variant of the implicit priming paradigm, it was investigated whether information about the syllabic structure of a target word facilitates the preparation (advanced planning) of a to-be-produced utterance. These experiments yielded evidence for the functionally important role of syllables in speech production. In a subsequent row of experiments, it could be demonstrated that the production of syllables is sensitive to frequency. Syllable frequency effects provide strong evidence for the notion of a mental syllabary because only stored units are likely to exhibit frequency effects. In a last study, effects of syllable preparation and syllable frequency were investigated in a combined study to disentangle the two effects. The results of this last experiment converged with those reported for the other experiments and added further support to the claim that syllables play a core functional role in speech production and are stored in a mental syllabary.

Abstract

This study provides an answer to the question of how dictionaries should be read. For this purpose, articles taken from an outline for a Guaraní-German dictionary geared to established lexicographic practice are provided with standardized interpretations. Each article is systematically assigned a formal sentence making its meaning explicit both for content words (including polysemes) and functional words or affixes. Integrative Linguistics proves its theoretical and practical value both for the description of Guaraní (indigenous Indian language spoken in Paraguay, Argentina and Brazil) and in metalexicographic terms.

Abstract

How do we refer to people in everyday conversation? No matter the language or culture, we must choose from a range of options: full name ('Robert Smith'), reduced name ('Bob'), description ('tall guy'), kin term ('my son') etc. Our choices reflect how we know that person in context, and allow us to take a particular perspective on them. This book brings together a team of leading linguists, sociologists and anthropologists to show that there is more to person reference than meets the eye. Drawing on video-recorded, everyday interactions in nine languages, it examines the fascinating ways in which we exploit person reference for social and cultural purposes, and reveals the underlying principles of person reference across cultures from the Americas to Asia to the South Pacific. Combining rich ethnographic detail with cross-linguistic generalizations.

Abstract

Lao is the national language of Laos, and is also spoken widely in Thailand and Cambodia. It is a tone language of the Tai-Kadai family (Southwestern Tai branch). Lao is an extreme example of the isolating, analytic language type. This book is the most comprehensive grammatical description of Lao to date. It describes and analyses the important structures of the language, including classifiers, sentence-final particles, and serial verb constructions. Special attention is paid to grammatical topics from a semantic, pragmatic, and typological perspective.

Abstract

This study focuses on the main work of Gilbert Ryle, “The concept of Mind” (1949). Here the author demolishes what he refers to as the cartesian dogma of “the ghost in the machine”, highlighting the absurdity of categorical ordering in dualist systems, where mental activities are explained as separate from physical actions. Surprisingly, the Italian translator of “The concept of Mind”, Ferruccio Rossi-Landi, missed this key aspect of Ryle’s work, writing up what resulted into a significantly misleading translation. This can be clearly noticed from the title already: “Lo spirito come comportamento” [The ghost as behavior]. This erroneous translation affected the interpretation of “The concept of Mind” as a mere study on behavioral reductionism in Italy. Here, I argue in favor of the originality of Ryle’s approach in pointing out the socio-cultural dynamics as the non - physical dimensions of the human mind, and yet, linked to the human brain. In doing so, I trace the crucial influence of Wittgenstein’s philosophy in Ryle’s interpretation of the concept of mind, which helps in grasping a better understanding of his work. Wittgenstein’s influence shows clearly in Ryle’s conceptual operation of grounding the acquisition of dispositions and competences - which ultimately define the rational subjects as rational agents – in the shared background of social and cultural dynamics. In a nutshell, this social dimension is the defining characteristic of the human mind and of all human actions in Ryle’s philosophy. As Ryle argues in “On thinking” (1979), this intrinsic quality of human actions can reveal itself in actions that one performs absent-mindendly in everyday life, as well as in more complex ones: for instance, when the mind reflects upon itself.

Abstract

Children learn their mother tongue spontaneously and effortlessly through communicative interaction with their environment; they do not have to be taught explicitly or learn how to learn first. The ambient language to which children are exposed, however, is highly variable and arguably deficient with regard to the learning target. Nonetheless, most normally developing children learn their native language rapidly and with ease. To explain this accomplishment, many theories of acquisition posit innate constraints on learning, or even a biological endowment for language which is specific to language. Usage-based theories, on the other hand, place more emphasis on the role of experience and domain-general learning mechanisms than on innate language-specific knowledge. But languages are lexically open and combinatorial in structure, so no amount of experience covers their expressivity. Usage-based theories therefore have to explain how children can generalize the properties of their linguistic input to an adult-like grammar. In this thesis I provide an explicit computational mechanism with which usage-based theories of language can be tested and evaluated. The focus of my work lies on complex syntax and the human ability to form sentences which express more than one proposition by means of relativization. This `capacity for recursion' is a hallmark of an adult grammar and, as some have argued, the human language faculty itself. The manuscript is organized as follows. In the second chapter, I give an overview of results that characterize the properties of neural networks as mathematical objects and review previous attempts at modelling the acquisition of complex syntax with such networks. The chapter introduces the conceptual landscape in which the current work is located. In the third chapter, I argue that the construction and use of meaning is essential in child language acquisition and adult processing. Neural network models need to incorporate this dimension of human linguistic behavior. I introduce the Dual-path model of sentence production and syntactic development which is able to represent semantics and learns from exposure to sentences paired with their meaning (cf. Chang et al. 2006). I explain the architecture of this model, motivate critical assumptions behind its design, and discuss existing research using this model. The fourth chapter describes and compares several extensions of the basic architecture to accommodate the processing of multi-clause utterances. These extensions are evaluated against computational desiderata, such as good learning and generalization performance and the parsimony of input representations. A single-best solution for encoding the meaning of complex sentences with restrictive relative clauses is identified, which forms the basis for all subsequent simulations. Chapter five analyzes the learning dynamics in more detail. I first examine the model's behavior for different relative clause types. Syntactic alternations prove to be particularly difficult to learn because they complicate the meaning-to-form mapping the model has to acquire. In the second part, I probe the internal representations the model has developed during learning. It is argued that the model acquires the argument structure of the construction types in its input language and represents the hierarchical organization of distinct multi-clause utterances. The juice of this thesis is contained in chapters six to eight. In chapter six, I test the Dual-path model's generalization capacities in a variety of tasks. I show that its syntactic representations are sufficiently transparent to allow structural generalization to novel complex utterances. Semantic similarities between novel and familiar sentence types play a critical role in this task. The Dual-path model also has a capacity for generalizing familiar words to novel slots in novel constructions (strong semantic systematicity). Moreover, I identify learning conditions under which the model displays recursive productivity. It is argued that the model's behavior is consistent with human behavior in that production accuracy degrades with depth of embedding, and right-branching is learned faster than center-embedding recursion. In chapter seven, I address the issue of learning complex polar interrogatives in the absence of positive exemplars in the input. I show that the Dual-path model can acquire the syntax of these questions from simpler and similar structures which are warranted in a child's linguistic environment. The model's errors closely match children's errors, and it is suggested that children might not require an innate learning bias to acquire auxiliary fronting. Since the model does not implement a traditional kind of language-specific universal grammar, these results are relevant to the poverty of the stimulus debate. English relative clause constructions give rise to similar performance orderings in adult processing and child language acquisition. This pattern matches the typological universal called the noun phrase accessibility hierarchy. I propose an input-based explanation of this data in chapter eight. The Dual-path model displays this ordering in syntactic development when exposed to plausible input distributions. But it is possible to manipulate and completely remove the ordering by varying properties of the input from which the model learns. This indicates, I argue, that patterns of interference and facilitation among input structures can explain the hierarchy when all structures are simultaneously learned and represented over a single set of connection weights. Finally, I draw conclusions from this work, address some unanswered questions, and give a brief outlook on how this research might be continued.

Abstract

The key argument of this book, originally published in 1984, is that when human beings communicate with each other by means of a natural language they typically do not do so in simple sentences but rather in connected discourse - complex expressions made up of a number of clauses linked together in various ways. A necessary precondition for intelligible discourse is the speaker’s ability to signal the temporal relations between the events that are being discussed and to refer to the participants in those events in such a way that it is clear who is being talked about. A great deal of the grammatical machinery in a language is devoted to this task, and Functional Syntax and Universal Grammar explores how different grammatical systems accomplish it. This book is an important attempt to integrate the study of linguistic form with the study of language use and meaning. It will be of particular interest to field linguists and those concerned with typology and language universals, and also to anthropologists involved in the study of language function.

Abstract

Speaking and listening are complex tasks that we perform on a daily basis, almost without conscious effort. Interestingly, speaking almost never occurs without listening: whenever we speak, we at least hear our own speech. The research in this thesis is concerned with how the perception of our own speech influences our speaking behavior. We show that unconsciously, we actively monitor this auditory feedback of our own speech. This way, we can efficiently take action and adapt articulation when an error occurs and auditory feedback does not correspond to our expectation. Processing the auditory feedback of our speech does not, however, automatically affect speech production. It is subject to a number of constraints. For example, we do not just track auditory feedback, but also its consistency. If auditory feedback is more consistent over time, it has a stronger influence on speech production. In addition, we investigated how auditory feedback during speech is processed in the brain, using magnetoencephalography (MEG). The results suggest the involvement of a broad cortical network including both auditory and motor-related regions. This is consistent with the view that the auditory center of the brain is involved in comparing auditory feedback to our expectation of auditory feedback. If this comparison yields a mismatch, motor-related regions of the brain can be recruited to alter the ongoing articulations.

Abstract

This doctoral dissertation investigated the learning of auditory categories by applying insights from child language learning, visual category learning and phonetic categorization by adults. The experiments in chapter 2 concern supervised learning of multidimensional non-speech categories varying in two dimensions: duration and a non speech analogue of formant frequency. In experiment 1, one dimension of variation determined category membership, variation in the other dimension was irrelevant. Listeners quickly learned to categorize according to this distinction. In experiment 2, both dimensions needed to be combined to categorize correctly. Performance was much lower, but most listeners succeeded in this task. However, in a maintenance phase without feedback or distributional information, listeners reverted to a unidimensional solution. In a maintenance phase with distributional information, listeners did use both dimensions correctly, arguing for the importance of distributional information in (auditory) category acquisition. In chapter 3, the listeners had to classify the same categories, but without feedback. In experiment 1, listeners succeeded to discover the relevant dimension of variation (and ignore the irrelevant one) without feedback. Much of this learning was lost in the maintenance phase, especially for the dimension formant frequency. With two relevant dimensions (Experiment 2), listeners were not able to learn to use both dimensions and reverted to a unidimensional solution. Chapter 4 applied the paradigms of chapter 2 and 3 to the learning of speech categories. Spanish native listeners learned Dutch vowel contrast with one relevant dimension of variation. With feedback, learning was swift, although was not well maintained without feedback or distributional information. Without feedback, Spanish listeners reverted to the dimensions best known in their native phonology, formant frequency, even when distributional information pointed to duration. The results are discussed in chapter 5. The implications for models of speech acquisition are discussed.

Abstract

Gestures are often regarded as the most typical compensatory device used by language learners in communicative trouble. Yet gestural solutions to communicative problems have rarely been studied within any theory of second language use. The work pre­sented in this volume aims to account for second language learners’ strategic use of speech-associated gestures by combining a process-oriented framework for communi­cation strategies with a cognitive theory of gesture. Two empirical studies are presented. The production study investigates Swedish lear­ners of French and French learners of Swedish and their use of strategic gestures. The results, which are based on analyses of both individual and group behaviour, contradict popular opinion as well as theoretical assumptions from both fields. Gestures are not primarily used to replace speech, nor are they chiefly mimetic. Instead, learners use gestures with speech, and although they do exploit mimetic gestures to solve lexical problems, they also use more abstract gestures to handle discourse-related difficulties and metalinguistic commentary. The influence of factors such as proficiency, task, culture, and strategic competence on gesture use is discussed, and the oral and gestural strategic modes are compared. In the evaluation study, native speakers’ assessments of learners’ gestures, and the potential effect of gestures on evaluations of proficiency are analysed and discussed in terms of individual communicative style. Compensatory gestures function at multiple communicative levels. This has implica­tions for theories of communication strategies, and an expansion of the existing frameworks is discussed taking both cognitive and interactive aspects into account.

Abstract

Whitesands is an under-described language of southern Vanuatu, and this thesis presents Whitesands-specific data based on primary in-situ field research. The thesis addresses the distinction of noun and verb word classes in the language. It claims that current linguistic syntax theory cannot account for the argument structure of canonical object-denoting roots. It is shown that there are distinct lexical noun and verb classes in Whitesands but this is only a weak dichotomy. Stronger is the NP and VP distinction, and this is achieved by employing a new theoretical approach that proposes functional categories and their selection of complements as crucial tests of distinction. This approach contrasts with previous analyses of parts of speech in Oceanic languages and cross-linguistically. It ultimately explains many of the syntactic phenomena seen in the language family, including the above argument assignment dilemma, the alienable possession of nouns with classifiers and also the nominalisation processes.

Abstract

All humans are equipped with perceptual and articulatory mechanisms which (in healthy humans) allow them to learn to perceive and produce speech. One basic question in psycholinguistics is whether humans share similar underlying processing mechanisms for all languages, or whether these are fundamentally different due to the diversity of languages and speakers. This book provides a cross-linguistic examination of speech comprehension by investigating word recognition in users of different languages. The focus is on how listeners segment the quasi-continuous stream of sounds that they hear into a sequence of discrete words, and how a universal segmentation principle, the Possible Word Constraint, applies in the recognition of Slovak and German.

Abstract

This thesis elaborates on a methodological approach to reliably infer cognitive preferences in an extinct evolutionary ancestor of modern humans. In attempts to understand cognitive evolution, humans have been compared to capuchin monkeys, tamarins, and chimpanzees to name but a few. But comparisons between humans and one other, maybe even distantly related primate, as interesting as they might be, will not tell us anything about an evolutionary ancestor to humans. To put it bluntly: None of the living primates, not even chimpanzees, are a human ancestor. With that in mind, we can still use a comparative approach to gain information about our evolutionary ancestors, as long as we are careful about whom we compare with whom. If a certain trait exists in all genera of a phylogenetic clade, it was most likely present in their common ancestor. The great apes are such a clade (Pongo, Gorilla, Pan and Homo). It follows that, if members of all great ape genera shared a particular cognitive preference or ability, it is most likely part of the evolutionary inheritance of the clade at least ever since their last common ancestor, and therefore also an evolutionarily old, inherited cognitive default in humans. This thesis contains studies comparing all 4 extant Hominid genera, including humans of 4 different age-groups and 2 different cultures. Results show that all great apes do indeed share some cognitive preferences, which they most likely inherited from an evolutionary ancestor. Additionally, human cognitive preferences can change away from such an inherited predisposition given ontogenetic factors, and are at least in part variably adaptable to cultural circumstance.

Abstract

In face-to-face communication, information from the face as well as from the voice contributes to the identification of spoken words. This dissertation investigates the time-course of the evaluation and integration of visual and auditory speech in audiovisual word identification. A large-scale audiovisual gating study extends previous research on this topic by (1) using a set of words that includes all possible initial consonants in English in three vowel contexts, (2) tracking the information processing for individual words not only across modalities, but also over time, and (3) testing quantitative models of the time-course of multimodal word recognition. There was an advantage in accuracy for audiovisual speech over auditory-only and visual-only speech. Auditory performance was, however, close to ceiling while performance on visual-only trials was near the floor of the scale, but well above chance. Visual information was used at all gates to identify the presented words. Information theoretic feature analyses of the confusion matrices revealed that the auditory signal is highly informative about voicing, manner, frication, duration, and place of articulation. Visual speech is mostly informative about place of articulation, but also about frication and duration. The auditory signal provides more information about the place of articulation for back consonants, whereas the visual signal provides more information for the labial consonants. The data were sufficient to discriminate between models of audiovisual word recognition. The Fuzzy Logical Model of Perception (FLMP; Massaro, 1998) gave a better account of the confusion matrix data than additive models of perception. A dynamic version of the FLMP was expanded to account for the evaluation and integration of information over time. This dynamic FLMP provided a better description of the data than dynamic additive competitor models. The present study builds a good foundation to investigate the role of the complex interplay between stimulus information and the structure of the lexicon. It provides an important step in building a formal representation of a lexical dynamic FLMP that can account not only for the time-course of speech information and its perceptual processing, but also for lexical influences.

Abstract

This dissertation investigates two seemingly contradictory properties of the speech perception system. On the one hand, listeners are extremely sensitive to the fine phonetic details in the speech signal. These subtle acoustic cues can reduce the temporal ambiguity between words that show initial segmental overlap, and can guide lexical activation. On the other hand, comprehension does not seem to be hampered at all by the drastic reductions that typically occur in casual speech. Complete segments, and sometimes even complete syllables, may be missing, but comprehension is seemingly unaffected. This thesis aims at elucidating how words are represented and accessed in the mental lexicon, by investigating these contradictory phenomena for the domain of morphology

Abstract

The volume presents an essential selection collected from the essays of Wolfgang Klein. In addition to journal and book articles, many of them published by Mouton, this book features new and unpublished texts by the author. It focuses, among other topics, on information structure, the expression of grammatical categories and the structure of learner varieties.

Abstract

Word segmentation, or detecting word boundaries in continuous speech, is not an easy task. Spoken language does not contain silences to indicate word boundaries and words partly overlap due to coarticalution. Still, adults listening to their native language perceive speech as individual words. They are able to combine different distributional cues in the language, such as the statistical distribution of sounds and metrical cues, with lexical information, to efficiently detect word boundaries. Infants in the first year of life do not command these cues. However, already between seven and ten months of age, before they know word meaning, infants learn to segment words from speech. This important step in language acquisition is the topic of this dissertation. In chapter 2, the first Event Related Brain Potential (ERP) study on word segmentation in Dutch ten-month-olds is discussed. The results show that ten-month-olds can already segment words with a strong-weak stress pattern from speech and they need roughly the first half of a word to do so. Chapter 3 deals with segmentation of words beginning with a weak syllable, as a considerable number of words in Dutch do not follow the predominant strong-weak stress pattern. The results show that ten-month-olds still largely rely on the strong syllable in the language, and do not show an ERP response to the initial weak syllable. In chapter 4, seven-month-old infants' segmentation of strong-weak words was studied. An ERP response was found to strong-weak words presented in sentences. However, a behavioral response was not found in an additional Headturn Preference Procedure study. There results suggest that the ERP response is a precursor to the behavioral response that infants show at a later age.

Abstract

The purpose of this book is to provide some indication of the scope of linguistic pragmatics. First the historical origin of the term pragmatics will be briefly summarized, in order to indicate some usages of the term that are divergent from the usage in this book. We will review some definitions of the field, which, while being less than fully statisfactory, will at least serve to indicate the rough scope of linguistic pragmatics. Thirdly, some reasons for the current interest in the field will be explained, while a final section illustrates some basic kinds of pragmatic phenomena. In passing, some analytical notions that are useful background will be introduced.

Abstract

Demonstratives play a crucial role in the acquisition and use of language. Bringing together a team of leading scholars this detailed study, a first of its kind, explores meaning and use across fifteen typologically and geographically unrelated languages to find out what cross-linguistic comparisons and generalizations can be made, and how this might challenge current theory in linguistics, psychology, anthropology and philosophy. Using a shared experimental task, rounded out with studies of natural language use, specialists in each of the languages undertook extensive fieldwork for this comparative study of semantics and usage. An introduction summarizes the shared patterns and divergences in meaning and use that emerge.

Abstract

When we speak, we mean more than we say. In this book, the author explains some general processes that underlie presumptions in communication. This is the first extended discussion of preferred interpretation in language understanding, integrating much of the best research in linguistic pragmatics from the last two decades. Levinson outlines a theory of presumptive meanings, or preferred interpretations, governing the use of language, building on the idea of implicature developed by the philosopher H. P. Grice. Some of the indirect information carried by speech is presumed by default because it is carried by general principles, rather than inferred from specific assumptions about intention and context. Levinson examines this class of general pragmatic inferences in detail, showing how they apply to a wide range of linguistic constructions. This approach has radical consequences for how we think about language and communication.

Abstract

This special issue of Cognitive Linguistics explores the linguistic encoding of events of cutting and breaking. In this article we first introduce the project on which it is based by motivating the selection of this conceptual domain, presenting the methods of data collection used by all the investigators, and characterizing the language sample. We then present a new approach to examining crosslinguistic similarities and differences in semantic categorization. Applying statistical modeling to the descriptions of cutting and breaking events elicited from speakers of all the languages, we show that although there is crosslinguistic variation in the number of distinctions made and in the placement of category boundaries, these differences take place within a strongly constrained semantic space: across languages, there is a surprising degree of consensus on the partitioning of events in this domain. In closing, we compare our statistical approach with more conventional semantic analyses, and show how an extensional semantic typological approach like the one illustrated here can help illuminate the intensional distinctions made by languages.