Publications

Abstract

his work offers a modern description of Ewe(GBE), a Kwa (Niger-Congo) language of West Africa. It assumes that the “essence of linguistics is the quest for meaning” (Whorf) and investigates the meanings of grammatical constructions and illocutionary devices representing them in Natural Semantic Metalanguage (NSM) style explications. The explications account for the range of use of the constructions suggested by data from diversified mediated discourse: television and radio interviews and drama, written plays and fiction as well as insider knowledge of and observed behaviour both as participant and observer in Ewe communities of practice. The author draws ecumenically on insights from functional and formal linguistic approaches. The work opens with an overview of Ewe structural grammar. The rest of the work is divided into three parts. Part II concentrates on property denoting expressions, imperfective aspect constructions and possession. Part III examines the grammatical resources available to the Ewe speaker for packaging information in a clause: scene-setting constructions, a “capability passive” construction and experiential constructions. In Part IV illocutionary devices such as formulaic and routine expressions, address terms and interjections are described paying attention to their socio-cultural dimensions of use. This work is of interest to Africanists and linguists interested in grammatical description, typology, semantics and pragmatics as well as anthropologists interested in ethnography of communication and the relation between language and culture.

Abstract

Artificial lexicons have previously been used to examine the time course of the learning and recognition of spoken words, the role of segment type in word learning, and the integration of context during spoken word recognition. However, in all of these studies the experimenter determined the frequency and order of the words to be learned. In three experiments, we asked whether adult learners choose to listen to novel words in a particular order based on their acoustic similarity. We use a new paradigm for learning an artificial lexicon in which the learner, rather than the experimenter, determines the order and frequency of exposure to items. We analyze both the proportions of selections and the temporal clustering of subjects' sampling of lexical neighborhoods during training as well as their performance during repeated testing phases (accuracy and reaction time) to determine the time course of learning these neighborhoods. In the first experiment, subjects sampled the high and low density neighborhoods randomly in early learning, and then over-sampled the high density neighborhood until test performance on both neighborhoods reached asymptote. A second experiment involved items similar to the first, but also neighborhoods that are not fully revealed at the start of the experiment. Subjects adjusted their training patterns to focus their selections on neighborhoods of increasing density was revealed; evidence of learning in the test phase was slower to emerge than in the first experiment, impaired by the presence of additional sets of items of varying density. Crucially, in both the first and second experiments there was no effect of dense vs. sparse neighborhood in the accuracy results, which is accounted for by subjects’ over-sampling of items from the dense neighborhood. The third experiment was identical in design to the second except for a second day of further training and testing on the same items. Testing at the beginning of the second day showed impaired, not improved, accuracy, except for the consistently dense items. Further training, however, improved accuracy for some items to above Day 1 levels. Overall, these results provide a new window on the time-course of learning an artificial lexicon and the role that learners’ implicit preferences, stemming from their self-selected experience with the entire lexicon, play in learning highly confusable words.

Abstract

This study is a comprehensive description of the nominal demonstratives in Dalabon, a severely endangered Gunwinyguan non-Pama-Nyungan language of southwestern Arnhem Land, northern Australia. Demonstratives are attested in the basic vocabulary of every language, yet remain heretofore underdescribed in Australian languages. Traditional definitions of demonstratives as primarily making spatial reference have recently evolved at a great pace, with close analyses of demonstratives-in-use revealing that their use in spatial reference, in narrative discourse, and in interaction is significantly more complex than previously assumed, and that definitions of demonstrative forms are best developed after consideration of their use across these contexts. The present study reinforces findings of complexity in demonstrative use, and the significance of a multidimensional characterization of demonstrative forms. This study is therefore a contribution to the description of Dalabon, to the analysis of demonstratives in Australian languages, and to the theory and typology of demonstratives cross-linguistically. In this study, I present a multi-dimensional analysis of Dalabon demonstratives, using a variety of theoretical frameworks and research tools including descriptive linguistics, lexical-functional grammar, discourse analysis, gesture studies and pragmatics. Using data from personal narratives, improvised interactions and elicitation sessions to investigate the demonstratives, this study takes into account their morphosyntactic distribution, uses in the speech situation, interactional factors, discourse phenomena, concurrent gesture, and uses in personal narratives. I conclude with a unified account of the intenstional and extensional semantics of each form surveyed. The Dalabon demonstrative paradigm divides into two types, those which are spatially-specific and those which are non-spatial. The spatially-specific demonstratives nunda ‘this (in the here-space)’ and djakih ‘that (in the there-space)’ are shown not to encode the location of the referent per se, rather its relative position to dynamic physical and social elements of the speech situation such as the speaker’s engagement area and here-space. Both forms are also used as spatial adverbs to mean ‘here’ and ‘there’ respectively, while only nunda is also used as a temporal adverb ‘now, today’. The spatially-specific demonstratives are limited to situational use in narratives. The non-spatial demonstratives kanh/kanunh ‘that (identifiable)’ and nunh ‘that (unfamiliar, contrastive)’ are used in both the speech situation and personal narratives to index referents as ‘identifiable’ or ‘unfamiliar’ respectively. Their use in the speech situation can conversationally implicate that the referent is distal. The non-spatial demonstratives display the greatest diversity of use in narratives, each specializing for certain uses, yet their wide distribution across discourse usage types can be described on account of their intensional semantics. The findings of greatest typological interest in this study are that speakers’ choice of demonstrative in the speech situation is influenced by multiple simultaneous deictic parameters (including gesture); that oppositions in the Dalabon demonstrative paradigm are not equal, nor exclusively semantic; that the form nunh ‘that (unfamiliar, contrastive)’ is used to index a referent as somewhat inaccessible or unexpected; that the ‘recognitional’ form kanh/kanunh is instead described as ‘identifiable’; and that speakers use demonstratives to index emotional deixis to a referent, or to their addressee.

Abstract

Rede uitgesproken bij het afscheid als hoogleraar Vergelijkende taalpsychologie aan de Faculteit der Sociale Wetenschappen van de Radboud Universiteit Nijmegen op donderdag 20 september 2012

Abstract

Understanding speech in our native tongue seems natural and effortless; listening to speech in a nonnative language is a different experience. In this book, Anne Cutler argues that listening to speech is a process of native listening because so much of it is exquisitely tailored to the requirements of the native language. Her cross-linguistic study (drawing on experimental work in languages that range from English and Dutch to Chinese and Japanese) documents what is universal and what is language specific in the way we listen to spoken language. Cutler describes the formidable range of mental tasks we carry out, all at once, with astonishing speed and accuracy, when we listen. These include evaluating probabilities arising from the structure of the native vocabulary, tracking information to locate the boundaries between words, paying attention to the way the words are pronounced, and assessing not only the sounds of speech but prosodic information that spans sequences of sounds. She describes infant speech perception, the consequences of language-specific specialization for listening to other languages, the flexibility and adaptability of listening (to our native languages), and how language-specificity and universality fit together in our language processing system. Drawing on her four decades of work as a psycholinguist, Cutler documents the recent growth in our knowledge about how spoken-word recognition works and the role of language structure in this process. Her book is a significant contribution to a vibrant and rapidly developing field.

Abstract

The present dissertation investigates what neurocognitive processes are activated in the brain when listeners comprehend spoken language and in particular the melody and rhythm of speech, also referred to as prosody. The findings of several electrophysiological studies show that prosody influences the early and late stages of spoken language processing. When words are accented, listeners consider them important, and the brain responds to accentuation already 200 milliseconds after stimulus onset. The processing of prosodic prominence occurs whether or not a context is present and whether or not accent is congruent with context, although the responses to accentuation may be modified by either of these factors and by the focus particle only. Listeners are sensitive not only to the presence of prosodic prominence but also to the type of accents speakers use: corrective prosody activates additional interpretation mechanisms related to the construction of corrective meaning. The parallel between accents across clauses impacts the disambiguation of sentences with verb ellipsis. By interpreting prosodically parallel elements as syntactically parallel, listeners arrive at less preferred interpretations of conjoined clauses. The research indentifies early correlates of incongruous prosody in strongly predictive contexts as well as late integration processes for prosody comprehension, which are related to the processing of structural complexity in isolated and ambiguous sentences. The dissertation provides evidence that the brain is sensitive to differences in prosody even in the absence of prosodic judgment. However, by changing the task, one modulates the neural mechanisms of prosody processing.

Abstract

The papers in this volume focus on the impact of information structure on language acquisition, thereby taking different linguistic approaches into account. They start from an empirical point of view, and examine data from natural first and second language acquisition, which cover a wide range of varieties, from early learner language to native speaker production and from gesture to Creole prototypes. The central theme is the interplay between principles of information structure and linguistic structure and its impact on the functioning and development of the learner's system. The papers examine language-internal explanatory factors and in particular the communicative and structural forces that push and shape the acquisition process, and its outcome. On the theoretical level, the approach adopted appeals both to formal and communicative constraints on a learner’s language in use. Two empirical domains provide a 'testing ground' for the respective weight of grammatical versus functional determinants in the acquisition process: (1) the expression of finiteness and scope relations at the utterance level and (2) the expression of anaphoric relations at the discourse level.

Abstract

The Island Melanesia project was initiated to collect data on the little-known Papuan languages of Island Melanesia, and to explore the origins of and relationships between these languages. The project materials from the 2003 field season focus on language related to cultural domains (e.g., material culture) and on targeted grammatical description. Five tasks are included: Proto-Oceanic lexicon, Grammatical questionnaire and lexicon, Kinship questionnaire, Domains of likely pre-Austronesian terminology, and Botanical collection questionnaire.

Abstract

Rede uitgesproken bij de aanvaarding van het ambt van hoogleraar Etnolinguïstiek, in het bijzonder die van Zuid-Oost Azië, aan de Faculteit der Letteren van de Radboud Universiteit Nijmegen op woensdag 4 november 2009 door prof. dr. N.J. Enfield

Abstract

What is the key cognitive ability that makes humans unique among all the other animals? Our work aims at contributing to this research question adopting a comparative and philosophical approach to the origins of verbal language. In particular, we adopt three strands of analysis that are relevant in the context of comparative investigation on the the origins of verbal language: a) research on the evolutionary ‘homologies’, which provides information on the phylogenetic traits that humans and other primates share with their common ancestor; b) investigations on “analogous” traits, aimed at finding the evolutionary pressures that guided the emergence of the same biological traits that evolved independently in phylogenetically distant species; the ontogenetic development of the ability to produce and understand verbal language in human infants. Within this comparative approach, we focus on three key apsects that we addressed bridging recent empiric evidence on language processing with philosophical investigations on verbal language: (i) pattern processing as a biologocal precursor of syntax and algebraic rule acquisition, (ii) sound modulation as a guide to pattern comprehension in speech, animal vocalization and music, (iii) social strategies for mutual understanding, survival and group cohesion. We conclude emphasizing the interplay between these three sets of cognitive processes as a fundamental dimension grounding the emergence of the human ability for propositional language.

Abstract

Children learn their mother tongue spontaneously and effortlessly through communicative interaction with their environment; they do not have to be taught explicitly or learn how to learn first. The ambient language to which children are exposed, however, is highly variable and arguably deficient with regard to the learning target. Nonetheless, most normally developing children learn their native language rapidly and with ease. To explain this accomplishment, many theories of acquisition posit innate constraints on learning, or even a biological endowment for language which is specific to language. Usage-based theories, on the other hand, place more emphasis on the role of experience and domain-general learning mechanisms than on innate language-specific knowledge. But languages are lexically open and combinatorial in structure, so no amount of experience covers their expressivity. Usage-based theories therefore have to explain how children can generalize the properties of their linguistic input to an adult-like grammar. In this thesis I provide an explicit computational mechanism with which usage-based theories of language can be tested and evaluated. The focus of my work lies on complex syntax and the human ability to form sentences which express more than one proposition by means of relativization. This `capacity for recursion' is a hallmark of an adult grammar and, as some have argued, the human language faculty itself. The manuscript is organized as follows. In the second chapter, I give an overview of results that characterize the properties of neural networks as mathematical objects and review previous attempts at modelling the acquisition of complex syntax with such networks. The chapter introduces the conceptual landscape in which the current work is located. In the third chapter, I argue that the construction and use of meaning is essential in child language acquisition and adult processing. Neural network models need to incorporate this dimension of human linguistic behavior. I introduce the Dual-path model of sentence production and syntactic development which is able to represent semantics and learns from exposure to sentences paired with their meaning (cf. Chang et al. 2006). I explain the architecture of this model, motivate critical assumptions behind its design, and discuss existing research using this model. The fourth chapter describes and compares several extensions of the basic architecture to accommodate the processing of multi-clause utterances. These extensions are evaluated against computational desiderata, such as good learning and generalization performance and the parsimony of input representations. A single-best solution for encoding the meaning of complex sentences with restrictive relative clauses is identified, which forms the basis for all subsequent simulations. Chapter five analyzes the learning dynamics in more detail. I first examine the model's behavior for different relative clause types. Syntactic alternations prove to be particularly difficult to learn because they complicate the meaning-to-form mapping the model has to acquire. In the second part, I probe the internal representations the model has developed during learning. It is argued that the model acquires the argument structure of the construction types in its input language and represents the hierarchical organization of distinct multi-clause utterances. The juice of this thesis is contained in chapters six to eight. In chapter six, I test the Dual-path model's generalization capacities in a variety of tasks. I show that its syntactic representations are sufficiently transparent to allow structural generalization to novel complex utterances. Semantic similarities between novel and familiar sentence types play a critical role in this task. The Dual-path model also has a capacity for generalizing familiar words to novel slots in novel constructions (strong semantic systematicity). Moreover, I identify learning conditions under which the model displays recursive productivity. It is argued that the model's behavior is consistent with human behavior in that production accuracy degrades with depth of embedding, and right-branching is learned faster than center-embedding recursion. In chapter seven, I address the issue of learning complex polar interrogatives in the absence of positive exemplars in the input. I show that the Dual-path model can acquire the syntax of these questions from simpler and similar structures which are warranted in a child's linguistic environment. The model's errors closely match children's errors, and it is suggested that children might not require an innate learning bias to acquire auxiliary fronting. Since the model does not implement a traditional kind of language-specific universal grammar, these results are relevant to the poverty of the stimulus debate. English relative clause constructions give rise to similar performance orderings in adult processing and child language acquisition. This pattern matches the typological universal called the noun phrase accessibility hierarchy. I propose an input-based explanation of this data in chapter eight. The Dual-path model displays this ordering in syntactic development when exposed to plausible input distributions. But it is possible to manipulate and completely remove the ordering by varying properties of the input from which the model learns. This indicates, I argue, that patterns of interference and facilitation among input structures can explain the hierarchy when all structures are simultaneously learned and represented over a single set of connection weights. Finally, I draw conclusions from this work, address some unanswered questions, and give a brief outlook on how this research might be continued.

Abstract

This dissertation is an ethnographic study of race and other forms of social categorization as approached through the discourse of the indigenous Chachi people of northwestern lowland Ecuador and their Afro-descendant neighbors. It combines the ethnographic methods of social anthropology with the methods of descriptive linguistics, letting social questions about racial formation guide linguistic inquiry. It provides new information about the largely unstudied indigenous South American language Cha’palaa, and connects that information about linguistic form to problems of the study of race and ethnicity in Latin America. Individual descriptive chapters address how the Cha’palaa number system is based on collectivity rather than plurality according to an animacy hierarchy that codes only human and human-like social collectivities, how a nominal set of ethnonyms linked to Chachi oral history become the recipients of collective marking as human collectivities, how those collectivities are co-referentially linked to speech participants through the deployment of the pronominal system, and how the multi-modal resource of gesture adds to these rich resources supplied by the spoken language for the expression of social realities like race. The final chapters address Chachi and Afrodescendant discourses in dialogue with each other and examine naturally occurring speech data to show how the linguistic forms described in previous chapters are used in social interaction. The central argument advances a position that takes the socially constructed status of race seriously and considers that for such constructions to exist as more abstract macro-categories they must be constituted by instances of social interaction, where elements of the social order are observable at the micro-level. In this way localized articulations of social categories become vehicles for the broader circulation of discourses structured by a history of racialized social inequality, revealing the extreme depth of racialization in human social conditioning. This dissertation represents a contribution to the field of linguistic anthropology as well as to descriptive linguistics of South American languages and to critical approaches to race and ethnicity in Latin America.

Abstract

The key argument of this book, originally published in 1984, is that when human beings communicate with each other by means of a natural language they typically do not do so in simple sentences but rather in connected discourse - complex expressions made up of a number of clauses linked together in various ways. A necessary precondition for intelligible discourse is the speaker’s ability to signal the temporal relations between the events that are being discussed and to refer to the participants in those events in such a way that it is clear who is being talked about. A great deal of the grammatical machinery in a language is devoted to this task, and Functional Syntax and Universal Grammar explores how different grammatical systems accomplish it. This book is an important attempt to integrate the study of linguistic form with the study of language use and meaning. It will be of particular interest to field linguists and those concerned with typology and language universals, and also to anthropologists involved in the study of language function.

Abstract

Speaking and listening are complex tasks that we perform on a daily basis, almost without conscious effort. Interestingly, speaking almost never occurs without listening: whenever we speak, we at least hear our own speech. The research in this thesis is concerned with how the perception of our own speech influences our speaking behavior. We show that unconsciously, we actively monitor this auditory feedback of our own speech. This way, we can efficiently take action and adapt articulation when an error occurs and auditory feedback does not correspond to our expectation. Processing the auditory feedback of our speech does not, however, automatically affect speech production. It is subject to a number of constraints. For example, we do not just track auditory feedback, but also its consistency. If auditory feedback is more consistent over time, it has a stronger influence on speech production. In addition, we investigated how auditory feedback during speech is processed in the brain, using magnetoencephalography (MEG). The results suggest the involvement of a broad cortical network including both auditory and motor-related regions. This is consistent with the view that the auditory center of the brain is involved in comparing auditory feedback to our expectation of auditory feedback. If this comparison yields a mismatch, motor-related regions of the brain can be recruited to alter the ongoing articulations.

Abstract

Caused motion events (e.g. a boy pulls a box into a room) are basic events where an Agent (the boy) performs an Action (pulling) that causes a Figure (box) to move in a spatial Path (into) to a Goal (the room). These semantic elements are mapped onto lexical and syntactic structures differently across languages This dissertation investigates the encoding of caused motion events in Turkish, and the development of this encoding in speech and gesture. First, a linguistic analysis shows that Turkish does not fully fit into the expected typological patterns, and that the encoding of caused motion is determined by the fine-grained lexical semantics of a verb as well as the syntactic construction the verb is integrated into. A grammaticality judgment study conducted with adult Turkish speakers further establishes the fundamentals of the encoding patterns. An event description study compares adults’ verbal and gestural representations of caused motion to those of children aged 3 to 5. The findings indicate that although language-specificity is evident in children’s speech and gestures, the development of adult patterns takes time and occurs after the age of 5. A final study investigates a longitudinal video corpus of the spontaneous speech of Turkish-speaking children aged 1 to 3, and finds that language-specificity is evident from the start in both children’s speech and gesture. Apart from contributing to the literature on the development of Turkish, this dissertation furthers our understanding of the interaction between language-specificity and the multimodal expression of semantic information in event descriptions.

Abstract

Gestures are prevalent in communication and tightly linked to language and speech. As such they can shed important light on issues of language development across the lifespan. This volume, originally published as a Special Issue of Gesture Volume 8:2 (2008), brings together studies from different disciplines that examine language development in children and adults from varying perspectives. It provides a review of common theoretical and empirical themes, and the contributions address topics such as gesture use in prelinguistic infants, the relationship between gestures and lexical development in typically and atypically developing children and in second language learners, what gestures reveal about discourse, and how all languages that adult second language speakers know can influence each other. The papers exemplify a vibrant new field of study with relevance for multiple disciplines.

Abstract

To understand the nature of language learning, the factors that influence it, and the mechanisms that govern it, it is crucial to study the very earliest stages of language learning. This volume provides a state-of-the art overview of what we know about the cognitive and neurobiological aspects of the adult capacity for language learning. It brings together studies from several fields that examine learning from multiple perspectives using various methods. The papers examine learning after anything from a few minutes to months of language exposure; they target the learning of both artificial and natural languages, involve both explicit and implicit learning, and cover linguistic domains ranging from phonology and semantics to morphosyntax. The findings will inform and extend further studies of language learning in multiple disciplines.

Abstract

Whitesands is an under-described language of southern Vanuatu, and this thesis presents Whitesands-specific data based on primary in-situ field research. The thesis addresses the distinction of noun and verb word classes in the language. It claims that current linguistic syntax theory cannot account for the argument structure of canonical object-denoting roots. It is shown that there are distinct lexical noun and verb classes in Whitesands but this is only a weak dichotomy. Stronger is the NP and VP distinction, and this is achieved by employing a new theoretical approach that proposes functional categories and their selection of complements as crucial tests of distinction. This approach contrasts with previous analyses of parts of speech in Oceanic languages and cross-linguistically. It ultimately explains many of the syntactic phenomena seen in the language family, including the above argument assignment dilemma, the alienable possession of nouns with classifiers and also the nominalisation processes.

Abstract

All humans are equipped with perceptual and articulatory mechanisms which (in healthy humans) allow them to learn to perceive and produce speech. One basic question in psycholinguistics is whether humans share similar underlying processing mechanisms for all languages, or whether these are fundamentally different due to the diversity of languages and speakers. This book provides a cross-linguistic examination of speech comprehension by investigating word recognition in users of different languages. The focus is on how listeners segment the quasi-continuous stream of sounds that they hear into a sequence of discrete words, and how a universal segmentation principle, the Possible Word Constraint, applies in the recognition of Slovak and German.

Abstract

Research on spontaneous language acquisition both in children learning their mother tongue and in adults learning a second language has shown that language development proceeds in a stagewise manner. Learner utterances are accounted for in terms of so-called 'learner languages'. Learner languages of both children and adults are language systems that are initially rather simple. The present monograph shows how these learner languages develop both in child L1 and in adult L2 Dutch. At the initial stage of both L1 and L2 Dutch, learner systems are lexical systems. This means that utterance structure is determined by the lexical projection of a predicate-argument structure, while the functional properties of the target language are absent. At some point in acquisition, this lexical-semantic system develops into a target-like system. With this target-like system, learners have reached a stage at which their language system has the morpho-syntactic features to express the functional properties of finiteness and topicality. Evidence of this is word order variation and the use of linguistic elements such as auxiliaries, tense, and agreement markers and determiners. Looking at this process of language acquisition from a functional point of view, the author focuses on questions such as the following. What is the driving force behind the process that causes learners to give up a simple lexical-semantic system in favour of a functional-pragmatic one? What is the added value of linguistic features such as the morpho-syntactic properties of inflection, word order variation, and definiteness?

Abstract

The volume presents an essential selection collected from the essays of Wolfgang Klein. In addition to journal and book articles, many of them published by Mouton, this book features new and unpublished texts by the author. It focuses, among other topics, on information structure, the expression of grammatical categories and the structure of learner varieties.

Abstract

Events of putting things in places, and removing them from places, are fundamental activities of human experience. But do speakers of different languages construe such events in the same way when describing them? This volume investigates placement and removal event descriptions from 18 areally, genetically, and typologically diverse languages. Each chapter describes the lexical and grammatical means used to describe such events, and further investigates one of the following themes: syntax-semantics mappings, lexical semantics, and asymmetries in the encoding of placement versus removal events. The chapters demonstrate considerable crosslinguistic variation in the encoding of this domain, as well as commonalities, e.g. in the semantic distinctions that recur across languages, and in the asymmetric treatment of placement versus removal events. This volume provides a significant contribution within the emerging field of semantic typology, and will be of interest to researchers interested in the language-cognition interface, including linguists, psychologists, anthropologists, and philosophers.

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Final report Stapel investigation

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PHD thesis, defended at the University of Leiden

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Demonstratives play a crucial role in the acquisition and use of language. Bringing together a team of leading scholars this detailed study, a first of its kind, explores meaning and use across fifteen typologically and geographically unrelated languages to find out what cross-linguistic comparisons and generalizations can be made, and how this might challenge current theory in linguistics, psychology, anthropology and philosophy. Using a shared experimental task, rounded out with studies of natural language use, specialists in each of the languages undertook extensive fieldwork for this comparative study of semantics and usage. An introduction summarizes the shared patterns and divergences in meaning and use that emerge.

Abstract

The scope of this volume reflects how wide-ranging Karl Franklin’s research interests have been. He is not only a linguist, but also an anthropologist, sociolinguist, and creolist. The contributors who honor Karl in this volume represent an international community of scholars who have researched languages and cultures across the globe and through history. The volume has three sections, each with contributions listed alphabetically by the authors’ names. Studies in Language consists of eighteen papers in phonology, grammar, semantics, dialectology, lexicography, and speech acts. These papers reflect diverse theories. Studies in Culture has five studies relating to cultures of Papua New Guinea. Interdisciplinary Studies concerns matters relating to translation.

Abstract

Rede uitgesproken bij de aanvaarding van het ambt van hoogleraar Leren en plasticiteit aan de Faculteit der Sociale Wetenschappen van de Radboud Universiteit Nijmegen op donderdag 1 oktober 2009

Abstract

Many Mayan languages make use of a special dependent verb form (the Agent Focus, or AF verb form), which alternates with the normal transitive verb form (the synthetic verb form) of main clauses when the subject of a transitive verb is focused, questioned or relativized. It has been a centerpiece of research in Mayan morphosyntax over the last forty years, due to its puzzling formal and distributional properties. In this dissertation I show how a usage-oriented approach to the phenomenon can provide important insights into this area of grammar which resists any categorical explanation. I propose that the historical origins of these special verb forms can be traced to the emergence of head marking. Drawing on cross-linguistic and historical data, I argue that the special verbs that occur in A-bar dependencies in Yucatec and a range of head-marking languages are byproducts of the frequency-sensitive gramaticalization process by which independent pronouns become pronominal inflection on verbs. I show that the relatively low frequency of adjacent pronoun-verb combinations in extraction contexts (where gaps are more frequent than resumptive pronouns) can give rise to asymmetric patterns of pronoun grammaticalization, and thus lead to the emergence of these morphological alternations. The asymmetric frequency distributions of gaps and RPs (within and across languages) in turn can be explained by processing preferences. I present three experiments which show that Yucatec speakers are more likely to use the resumptive verb form in embedded environments, and where the antecedent is indefinite. Specifically, these studies indicate the need to bring discourse-level processing principles into the account of what have often been taken to be autonomously sentence-internal phenomena: factors such as distance and the referential salience of the antecedent have been shown to influence referential form choice in discourse, suggesting that the same cognitive principles lie behind both types of variation. More generally, the Yucatec studies demonstrate that production preferences in Yucatec relative clauses reflect patterns of RP/gap distributions that have been attested across grammars. The Highest Subject Restriction (the ban on subject RPs in local dependencies), which is apparently a categorical constraint in many languages, is reflected probabilistically in Yucatec in terms of production preferences. The definiteness restriction (RPs are obligatory with indefinite antecedents), which has been reported categorically in other languages, is also visible probabilistically in Yucatec production. This lends some statistically robust support to the view that typological patterns can arise via the conventionalization of processing preferences.